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Client’s Money Regulations

Practice helpsheet outlining the regulations governing the handling, banking and return of money held on behalf of clients, and provides a useful summary of the most commonly encountered problems and how to deal with them. It does not cover the requirements of the Financial Conduct Authority’s (FCA) Clients’ Money Sourcebook.

Issued: October 2013
Last updated: August 2017

The regulations apply to all offices in the UK and Ireland of firms, and where there is a breach every principal will be responsible. View the Clients Money Regulations