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Disciplinary and regulatory record
-
- Hearing date:
- 11 May 2017
- Acceptance date:
- 11 May 2017
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 16 Aug 2017
- Acceptance date:
- 16 Aug 2017
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 12 Jun 2018
- Acceptance date:
- 12 Jun 2018
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 13 Jun 2019
- Acceptance date:
- 13 Jun 2019
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 13 Oct 2020
- Acceptance date:
- 13 Oct 2020
- Committee:
- Investigation Committee
- Decision:
- Consent Order - Reprimand
-
- Hearing date:
- 07 Jun 2022
- Acceptance date:
- 07 Jun 2022
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 07 Jun 2022
- Acceptance date:
- 07 Jun 2022
- Committee:
- Disciplinary Committee
- Decision:
- Severe Reprimand
-
- Hearing date:
- 08 Aug 2022
- Acceptance date:
- 08 Aug 2022
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 08 Mar 2023
- Acceptance date:
- 08 Mar 2023
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 29 Jun 2023
- Acceptance date:
- 29 Jun 2023
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
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