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Disciplinary and regulatory record
-
- Hearing date:
- 16 Dec 2020
- Acceptance date:
- 16 Dec 2020
- Committee:
- Investigation Committee
- Decision:
- Consent Order - Severe Reprimand
-
- Hearing date:
- 12 Jan 2021
- Acceptance date:
- 12 Jan 2021
- Committee:
- Investigation Committee
- Decision:
- Consent Order - Severe Reprimand
-
- Hearing date:
- 13 May 2021
- Acceptance date:
- 13 May 2021
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 28 Sep 2021
- Acceptance date:
- 28 Sep 2021
- Committee:
- Investigation Committee
- Decision:
- Consent Order - Severe Reprimand
-
- Hearing date:
- 13 Jul 2022
- Acceptance date:
- 13 Jul 2022
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
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