Banking

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Overview of the UK financial services regulation for banks and building societies

An overview of the UK financial services regulation including the role of the regulatory bodies and how they supervise banks and building societies.

Approach to supervision of banks and building societies.

Continuous assessment programmes.

Governance – Senior Managers’ regime and controlled functions.

Capital and liquidity adequacy of banks and building societies.

Recovery and resolution planning.

1 day

London

To provide finance professionals with a practical overview of the capital framework and regulatory requirements for banks.

A deeper understanding of capital adequacy of banks and building societies, including the evolution of regulatory regimes.

The business model of banks and building societies.

The three pillars of financial stability

Capital assessments, what are ICAAPs and how to interpret them.

How to measure the quality of capital.

Existing capital buffer requirements.

How to calculate leverage ratio and TLAC (total loss-absorbing capacity).

The differences between 'going-concern capital' and 'gone-concern capital'.

Stress testing and the different regimes and objectives

1 day

London

A unique opportunity for you to learn about a bank’s liquidity framework within the fast changing regulatory and market landscape

What is liquidity and how it is managed?

Sources of funding

Regulatory regimes – Liquidity Coverage Ratio (LCR) and Net Stable Funding Ratio

Governance and oversight of liquidity framework

The responsibilities of management (EXCO) and the Board

1 day

London