ICAEW.com works better with JavaScript enabled.

Complaint, disciplinary and fitness processes and regulations

This section sets out the processes and regulations for the investigation of complaints, disciplinary action and appeals. It also sets out the duties of members and firms to report and investigate misconduct.

Guidance on Sanctions and fixed penalty process

These set out the key decisions in the sanctions process and the approach these ICAEW committees must take whenever they make a sanctions order against a member, firm, affiliate or provisional member.

Fitness Committee Regulations

These set out the procedural rules for determining whether a member / provisional member’s fitness to participate in disciplinary proceedings and / or professional competence is seriously impaired through his / her physical or mental health.

FRC Scheme and Regulations

The FRC's role is the investigation, and where appropriate, hearing by disciplinary tribunal of public interest cases.