ICAEW.com works better with JavaScript enabled.

DPB (Investment Business) Handbook

The DPB (Investment Business) Handbook provides full details of ICAEW's licensing arrangements. This includes:

  • the agreement between the firm and ICAEW for a licence;
  • the regulated activities that can be conducted under a licence; and 
  • how regulated work should be conducted. 

Licensed firms need to familiarise themselves with the whole DPB (Investment Business) Handbook

If you would like to order additional copies of the DPB Handbook at £20 per copy (including postage and packing), please download the order form.