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Complaints and misconduct regulations

We expect our members to maintain the highest standards of practice and professional conduct. This section set out the duties of members and firms to report and investigate misconduct. It includes details of the processes and regulations for the investigation of complaints, disciplinary action and appeals.

Fitness Committee Regulations

These set out the procedural rules for determining whether a member / provisional member’s fitness to participate in disciplinary proceedings and / or professional competence is seriously impaired through his / her physical or mental health.

FRC Scheme and Regulations

The FRC's role is the investigation, and where appropriate, hearing by disciplinary tribunal of public interest cases.