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FSF Helpsheets

Download Financial Services Faculty helpsheets. Exclusively for Faculty members.

Client Assets Sourcebook (CASS) and Outsourcing

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Information for CASS auditors when determining procedures over outsourcing arrangements and how they apply to the CASS rules.

Senior Managers and Certification Regime

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The Senior Managers and Certification Regime is a new regulatory framework which aims to improve individual accountability.

Benchmark reform

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Alternative reference rates and transition from LIBOR.

Mandates

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Information on the identification of a mandate and whether or not it falls within the scope of the CASS 8 Mandate Rules set out in the FCA Handbook.

Securities lending activities

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This Financial Services Faculty helpsheet answers "What is securities lending activity?" and sets out the key risks and audit considerations of a securities lending arrangement.

Interest on client money

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This Financial Services Faculty helpsheet explains the practical implications of CASS 7 and key actions for CASS Auditors.

Risk and regulation helpsheet - Skilled person review

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Our inaugural help sheet covers skilled person reports. We will be producing regular guides on financial services topics as part of the Financial Services Faculty’s drive to innovate and enhance the service to its members.

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