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Clear but complex

Dominic Müller and Luke Nelson take a look at the main implications from the FCA’s third MiFID II consultation paper

The Markets in Financial Instruments Directive II (MiFID II) takes effect on 3 January 2018. As part of the process leading to its arrival, the FCA released a third consultation paper (CP), published in the autumn, focusing on the conduct of business rules and product governance. The core aim of this is to bring fairness and transparency for investors.