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Findings from recent monitoring visits

QAD’s Alison Timperley has just finished a round of talks for R3 on some of the common issues from ICAEW’s recent monitoring visits. Here are the headline points from those sessions.

Over recent years we haven’t seen too many cases of unauthorised fees or expenses, but the last 12 months have bucked that trend.

It’s not unusual for the firm or IP to have a fee checklist in place but these don’t always have appropriate prompts to make sure that fees are drawn correctly.