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Financial services regulation

Articles, webcasts and other resources on Financial Services regulation.

Key content

Library resources

ICAEW's Library and Information Service hosts a selection of books, articles, links and guides on Basel II/III and Solvency II.

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Technical resources

ICAEW's technical resources section features a dedicated section on financial services

You will need to log in to the site. You will also need to be a Financial Services Faculty member or subscriber to access most of the content. Find out more about joining the faculty:

Latest articles and other resources

What you need to succeed as an independent NED

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Gain advice from an experienced independent non-executive director on how to be a successful iNED in a rapidly changing regulated environment, including practical tips to benefit you both personally and professionally.

Confluence of interest

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The future of audit and the future of bank reporting could coalesce around a significant change says John Mongelard

Problems with the Monzo and OakNorth ISA

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Monzo’s decision to offer customers access to an ISA provided by fellow UK challenger bank OakNorth has been met with a number of questions about the banking industry.

Darrel Scott on IFRS 9 IFRS 17 and more

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Darrel Scott, member of the International Accounting Standards Board, talks to Chris Evans about putting together IFRS 17, how IFRS 9 is bedding in, South Africa’s early adoption of IAS 39, and more.

With big data comes big responsibility

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Managing big data is a huge talking point and undertaking in financial services

Eight lessons from the Senior Managers and Certification Regime Stocktake

In August 2019 the Financial Conduct Authority published a stocktake report of the embedding of the SMCR in banks since it was first introduced in 2016. Insurance companies are in their first year of the SMCR and all other regulated firms will be subject to the regime from December 2019. ICAEW’s Financial Services Faculty highlights eight lessons from the review accompanied by a range of resources for tackling the challenges it presents.

FS Focus: September 2019

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FS Focus speaks with experts about the increase in cyber attacks and how to tackle them. John Mongelard outlines the new Basel III reforms, and we question if they are adequately addressing gender imbalances in the industry

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