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Clients' money regulations compliance review checklist

Helpsheets and support

Published: 01 Sep 2012 Updated: 01 Jan 2017 Update History

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Technical helpsheet providing a compliance review programme covering the Clients’ Money Regulations that came into force on 1 January 2017. It does not cover the requirements of the Financial Conduct Authority’s (‘FCA’) Clients’ Money Sourcebook.

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ICAEW members, affiliates, ICAEW students and staff in eligible firms with member firm access can discuss their specific situation with the Technical Advisory Service on +44 (0)1908 248 250 or via webchat.

Changelog Anchor
  • Update History
    01 Sep 2012 (12: 00 AM BST)
    First published
    01 Jan 2017 (12: 00 AM GMT)
    Last reviewed.
    20 Jun 2022 (12: 00 AM BST)
    Changelog created, archived helpsheet reinstated and converted to new template. Content is still current, as at June 2022.
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ICAEW cannot accept responsibility for any person acting or refraining to act as a result of any material contained in this helpsheet. This helpsheet is designed to alert members to an important issue of general application. It is not intended to be a definitive statement covering all aspects but is a brief comment on a specific point.

ICAEW members have permission to use and reproduce this helpsheet on the following conditions:

  • This permission is strictly limited to ICAEW members only who are using the helpsheet for guidance only.
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For further details members are invited to telephone the Technical Advisory Service T +44 (0)1908 248250. The Technical Advisory Service comprises the technical enquiries, ethics advice, anti-money laundering and fraud helplines. For further details visit icaew.com/tas.

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