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Clients' money regulations compliance review checklist

Helpsheets and support

Published: 01 Sep 2012 Updated: 01 Jan 2017 Update History

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Technical helpsheet providing a compliance review programme covering the Clients’ Money Regulations that came into force on 1 January 2017. It does not cover the requirements of the Financial Conduct Authority’s (‘FCA’) Clients’ Money Sourcebook.


Download the helpsheet to use the checklist.

If in doubt seek advice

ICAEW members, affiliates, ICAEW students and staff in eligible firms with member firm access can discuss their specific situation with the Technical Advisory Service on +44 (0)1908 248 250 or via webchat.

Terms and conditions

© ICAEW 2024  All rights reserved.

ICAEW cannot accept responsibility for any person acting or refraining to act as a result of any material contained in this helpsheet. This helpsheet is designed to alert members to an important issue of general application. It is not intended to be a definitive statement covering all aspects but is a brief comment on a specific point.

ICAEW members have permission to use and reproduce this helpsheet on the following conditions:

  • This permission is strictly limited to ICAEW members only who are using the helpsheet for guidance only.
  • The helpsheet is to be reproduced for personal, non-commercial use only and is not for re-distribution.

For further details members are invited to telephone the Technical Advisory Service T +44 (0)1908 248250. The Technical Advisory Service comprises the technical enquiries, ethics advice, anti-money laundering and fraud helplines. For further details visit icaew.com/tas.

Download this helpsheet

DOCX (46kb)

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Changelog Anchor
  • Update History
    01 Sep 2012 (12: 00 AM BST)
    First published
    01 Jan 2017 (12: 00 AM GMT)
    Last reviewed.
    20 Jun 2022 (12: 00 AM BST)
    Changelog created, archived helpsheet reinstated and converted to new template. Content is still current, as at June 2022.