Beresfords

Disciplinary and regulatory record

• 051660/RARP

  View decision file

  Hearing date:

  13 May 2020

  Acceptance date:

  17 Jun 2020

  Committee:

  Audit Registration Committee

  Decision:

  Penalty reviewed and amended.

• 051660/RARP

  View decision file

  Hearing date:

  07 Apr 2021

  Acceptance date:

  11 May 2021

  Committee:

  Audit Registration Committee

  Decision:

  Offer the firm/individual regulatory penalty.