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Disciplinary and regulatory record
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- Hearing date:
- 24 Apr 2017
- Acceptance date:
- 24 Apr 2017
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 29 Aug 2018
- Acceptance date:
- 29 Aug 2018
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 09 Oct 2018
- Acceptance date:
- 09 Oct 2018
- Committee:
- Investigation Committee
- Decision:
- Consent Order - Severe Reprimand
-
- Hearing date:
- 20 Aug 2019
- Acceptance date:
- 20 Aug 2019
- Committee:
- Investigation Committee
- Decision:
- Consent Order - Reprimand
-
- Hearing date:
- 08 Jul 2020
- Acceptance date:
- 08 Jul 2020
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 21 Jan 2021
- Acceptance date:
- 21 Jan 2021
- Committee:
- Investigation Committee
- Decision:
- Consent Order - Reprimand
-
- Hearing date:
- 27 Sep 2021
- Acceptance date:
- 27 Sep 2021
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 04 Nov 2021
- Acceptance date:
- 04 Nov 2021
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 21 Jan 2022
- Acceptance date:
- 21 Jan 2022
- Committee:
- Investigation Committee
- Decision:
- Consent Order - Reprimand
-
- Hearing date:
- 18 Jul 2022
- Acceptance date:
- 18 Jul 2022
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 26 Jan 2023
- Acceptance date:
- 26 Jan 2023
- Committee:
- Investigation Committee
- Decision:
- Consent Order - Severe Reprimand
-
- Hearing date:
- 27 Feb 2023
- Acceptance date:
- 27 Feb 2023
- Committee:
- Investigation Committee
- Decision:
- Consent Order - Reprimand
-
- Hearing date:
- 21 Mar 2023
- Acceptance date:
- 21 Mar 2023
- Committee:
- Investigation Committee
- Decision:
- Consent Order - Reprimand
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