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Disciplinary and regulatory record
-
- Hearing date:
- 20 Aug 2018
- Acceptance date:
- 20 Aug 2018
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 30 Apr 2019
- Acceptance date:
- 30 Apr 2019
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 08 May 2019
- Acceptance date:
- 08 May 2019
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 02 Apr 2020
- Acceptance date:
- 02 Apr 2020
- Committee:
- Financial Reporting Council
- Decision:
- Reprimand
-
- Hearing date:
- 02 Apr 2020
- Acceptance date:
- 02 Apr 2020
- Committee:
- Investigation Committee
- Decision:
- Consent Order - Reprimand
-
- Hearing date:
- 12 Jun 2020
- Acceptance date:
- 12 Jun 2020
- Committee:
- Financial Reporting Council
- Decision:
- Reprimand
-
- Hearing date:
- 30 Oct 2020
- Acceptance date:
- 30 Oct 2020
- Committee:
- Investigation Committee
- Decision:
- Consent Order - Reprimand
-
- Hearing date:
- 15 Feb 2021
- Acceptance date:
- 15 Feb 2021
- Committee:
- Investigation Committee
- Decision:
- Consent Order - Reprimand
-
- Hearing date:
- 05 Aug 2021
- Acceptance date:
- 05 Aug 2021
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 07 Oct 2021
- Acceptance date:
- 07 Oct 2021
- Committee:
- Investigation Committee
- Decision:
- Consent Order - Severe Reprimand
-
- Hearing date:
- 19 Jan 2022
- Acceptance date:
- 19 Jan 2022
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 10 Feb 2022
- Acceptance date:
- 10 Feb 2022
- Committee:
- Investigation Committee
- Decision:
- Consent Order - Reprimand
-
- Hearing date:
- 08 Mar 2022
- Acceptance date:
- 08 Mar 2022
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 24 May 2022
- Acceptance date:
- 24 May 2022
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 25 Jul 2022
- Acceptance date:
- 25 Jul 2022
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 30 Jan 2023
- Acceptance date:
- 30 Jan 2023
- Committee:
- Investigation Committee
- Decision:
- Consent Order - Severe Reprimand
-
- Hearing date:
- 13 Apr 2023
- Acceptance date:
- 13 Apr 2023
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 26 Apr 2023
- Acceptance date:
- 26 Apr 2023
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 29 Jun 2023
- Acceptance date:
- 29 Jun 2023
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 12 Oct 2023
- Acceptance date:
- 12 Oct 2023
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
-
- Hearing date:
- 16 Feb 2024
- Acceptance date:
- 16 Feb 2024
- Committee:
- Investigation Committee
- Decision:
- Consent Order - Severe Reprimand
-
- Hearing date:
- 04 Mar 2024
- Acceptance date:
- 04 Mar 2024
- Committee:
- Financial Reporting Council
- Decision:
- Severe Reprimand
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