RPG Crouch Chapman LLP

Disciplinary and regulatory record

• 036031/MATT

  View decision file

  Hearing date:

  30 Jan 2020

  Acceptance date:

  30 Jan 2020

  Committee:

  Investigation Committee

  Decision:

  Consent Order - Severe Reprimand

• 061300/DPBR

  View decision file

  Hearing date:

  14 Oct 2021

  Acceptance date:

  02 Nov 2021

  Committee:

  Investment Business Committee

  Decision:

  Offer the firm/individual regulatory penalty.

• 069881/RARP

  View decision file

  Hearing date:

  09 Aug 2023

  Acceptance date:

  14 Sep 2023

  Committee:

  Audit Registration Committee

  Decision:

  Offer the firm/individual regulatory penalty.