Guilfoyle, Sage & Co

Disciplinary and regulatory record

• 037078/RARP

  View decision file

  Hearing date:

  11 Mar 2020

  Acceptance date:

  01 Jun 2020

  Committee:

  Audit Registration Committee

  Decision:

  Offer the firm/individual regulatory penalty.

• 040503/MATT

  View decision file

  Hearing date:

  24 Mar 2021

  Acceptance date:

  24 Mar 2021

  Committee:

  Disciplinary Committee

  Decision:

  Severe Reprimand