ICAEW.com works better with JavaScript enabled.
Disciplinary and regulatory record
-
- Hearing date:
- 15 May 2020
- Acceptance date:
- 15 May 2020
- Committee:
- Investigation Committee
- Decision:
- Consent Order - Reprimand
-
- Hearing date:
- 02 Nov 2020
- Acceptance date:
- 02 Nov 2020
- Committee:
- Investigation Committee
- Decision:
- Consent Order - Severe Reprimand
-
- Hearing date:
- 24 Feb 2022
- Acceptance date:
- 21 Apr 2022
- Committee:
- Investment Business Committee
- Decision:
- Offer the firm/individual regulatory penalty.
-
- Hearing date:
- 09 Mar 2022
- Acceptance date:
- 22 Mar 2022
- Committee:
- Audit Registration Committee
- Decision:
- Offer the firm/individual regulatory penalty.
Read out this code to the operator.
XXXXXX
Cancel