MMO Limited

Disciplinary and regulatory record

• 044598/MATT

  View decision file

  Hearing date:

  13 Oct 2020

  Acceptance date:

  13 Oct 2020

  Committee:

  Investigation Committee

  Decision:

  Consent Order - Severe Reprimand

• 065077/RARP

  View decision file

  Hearing date:

  10 Aug 2022

  Acceptance date:

  22 Aug 2022

  Committee:

  Audit Registration Committee

  Decision:

  Offer the firm/individual regulatory penalty.