We enable, evaluate and enforce to try to ensure to the highest standards in the profession

ICAEW Regulatory Board Chair’s Foreword

“I am delighted to present my first annual report as lay chair of the ICAEW Regulatory Board.” Philip Nicol-Gent

OUR HIGHLIGHTS

Submitted detailed responses to important government consultations on the future regulatory framework for audit, insolvency, and accountancy.

Positive inspection reports from all ICAEW’s current oversight regulators.

Launch of ICAEW’s first interactive searchable disciplinary database providing greater transparency and awareness for the public (spring 2021).

Launch of monthly e-newsletter: Regulatory & Conduct News (March 2021).

Significant progress to launch a new disciplinary framework with positive responses received to the public consultation.

Significant progress to revise ICAEW’s CPD policy for launch in November 2022.

Launch of ICAEW’s first anti-money laundering film drama, All Too Familiar, a joint venture with HMRC, raising awareness of the risk of ICAEW members/firms becoming inadvertent professional enablers of money laundering (March 2022).

Launch of ICAEW’s first Regulatory and Conduct Strategy.

OUR STRATEGY

ICAEW’s regulatory and conduct strategy

ICAEW’s regulatory and conduct responsibilities are delivered by the Professional Standards Department (PSD). Our role is to strengthen trust and protect the public by following the 3Es: Enable, Evaluate and Enforce

View the strategy animation