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Find out what the UK Government’s ban on auditing services to Russia means for your clients
On 15 December 2022, the UK Government laid new regulations in Parliament that extended the prohibition on the provision of professional services to include 'auditing services'. The ban came into effect from 16 December 2022 but there are limited exemptions.
Serve on our regulatory and disciplinary committees
Find out more about the expertise we are looking for, remuneration rates for accountant and lay members and how to express your interest.
Disciplinary update: February 2023
Take note of the latest disciplinary cases to ensure you or your firm are not making similar mistakes.
Professional standards update February 2023
This month’s update includes a summary of the latest disciplinary cases, two free webinar invitations covering AML risk and bounce back loan SARs, as well as links to key quality management resources. All of our updates are sectioned into regulated areas to help you quickly identify the latest relevant information for you and your firm.
ICAEW AML supervisory role and activity Q1 2023
- PDF (97kb)
Find out what we did in Q1 2023 to prevent money laundering.
Quality Assurance monitoring feedback results for 2022
Find out what our firms thought of the monitoring review process in 2022.
2023 Probate Diversity Survey webinar resources
The slides and recording are now available. The mandatory survey for all ICAEW accredited probate firms needs to take place on or near to 31 March 2023.
ICAEW’s Professional Standards Department has introduced a targeted mental wellbeing programme to support staff dealing with challenging conversations during regulatory and disciplinary processes. We look at how having the right tools helps people better look after themselves and others.
Completing and submitting the VAT100 (2021)
- PDF (247kb)
HMRC has introduced a new style VAT100 (2021) and a fully automated process which means returns can be automatically scanned. Please ensure you are only using the new versions of the VAT100 and that the barcode is not altered or deleted. Find out more and access FAQs.
Insolvency News, Issue 12 (February 2023)
In this issue, read some of the key outcomes from last year’s quality assurance monitoring visits, familiarise yourself with forthcoming changes to SIP 3.1, access HMRC’s latest bulletins and sign up to our next live webinar.
ICAEW probate register
Accounting, tax, law and administration skills mean accountants are often well placed to carry out probate and estate administration services for their clients. Use the ICAEW probate register to find an ICAEW firm in your area to assist you.
2022 ICAEW probate monitoring
- PDF (988kb)
We carried out 66 monitoring review visits with probate firms throughout 2022. Open the infographic for further results.
Financial promotions: the right side of the rules
The regulatory requirements around making financial promotions are complex. We look at the core principles and offer some tips to help you avoid falling foul of the rules when you’re communicating with clients about investment opportunities.
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