Displaying 1-21 of 21 results
Auditbites - ISQM 1
- Video
- 07 Oct 2026
We explain the requirements for Systems of Quality Management under ISQM 1, including compliance obligations, common pitfalls and practical guidance to help firms improve audit quality continuously.
Audit monitoring insights 2026 - ISQM 1
- Webinar
- 07 Oct 2026
We explore what good monitoring looks like in practice, using real-life examples to show how firms can tailor their approach to their own circumstances.
Just launched: Auditbites
- Video
- 06 Oct 2026
Short, practical videos covering key audit requirements and common issues. Created to help busy audit professionals stay up to date and support better audit quality.
ICAEW launches Constructive Engagement pathway for lower-level audit conduct matters
- Article
- 01 Oct 2026
ICAEW has introduced Constructive Engagement, a new pathway for resolving eligible lower-level audit conduct matters outside the formal disciplinary process. Live from 1 October 2026, the approach is designed to support timely remediation, improve audit quality and provide a proportionate route for cases that meet strict eligibility criteria.
October 2026 changes to the Audit Regulations
- Article
- 16 Sep 2026
From 1 October 2026 revised Audit Regulations will be in force. The main change (to regulation 2.19) clarifies that in some cases where a registered audit firm has breached the eligibility requirements, a dispensation to allow it to continue as a statutory auditor can be for no more than 90 days. This aligns with the requirements of the Companies Act 2006. Additional minor amendments have been made to clarify other items.
Temporary compliance issues: when and how to apply for a regulatory dispensation
- Helpsheets and support
- 11 Aug 2026
If you or your firm can no longer comply with certain regulatory requirements, you may be able to apply for a dispensation to continue providing regulated services while the issue is resolved. Read our guidance to understand eligibility and timescales and how to apply.
RI applications: changes to the audit experience table
- Article
- 01 Jul 2026
The application form for responsible individuals (RIs) has been updated to include more reflection on how well an applicant demonstrates core auditing behaviours. ICAEW’s Elaine Griffiths, Director of Regulatory Practice, and Helena Murray, Head of Regulatory Practice (Audit), discuss the changes and what they mean for firms and RIs.
Audit monitoring insights 2026: themes, risks and what good looks like
- Article
- 29 Jun 2026
In our recent Audit Monitoring Insights webinar, Nick Reynolds, QAD’s Head of Audit, and Helen Storr, Quality Assurance Manager, shared the findings from the latest audit monitoring report. Visits revealed an overall improvement in file quality and identified examples of ISQM 1 best practice, but they also highlighted some ongoing weaknesses and risk factors.
ICAEW Practice Assurance Monitoring Report 2026
- Report
- 01 Jun 2026
This report highlights our findings from our reviews of firms’ compliance under the PA scheme framework, including analysis from this year’s focus area: cyber security. Read the report to find what issues were identified and what guidance is available to avoid making similar mistakes.
Artificial intelligence in audit work: managing the risks
- Article
- 06 May 2026
As the potential for the use of artificial intelligence (AI) in audit grows, firms must take a proactive approach to managing the risks. Clear policies, training and oversight are essential to protect audit quality, confidentiality and regulatory compliance.
Audit monitoring insights 2026: themes, risks and what good looks like
- Event
- 29 Apr 2026
Join our Quality Assurance Department as they provide practical insight into the results of our monitoring work including key risks from growth, technology and resourcing.
Guidance on audit firm names: how to avoid the risk of confusion
- Article
- 28 Apr 2026
ICAEW has launched new guidance for audit-registered firms to help ensure that their name is not mistaken for that of another audit firm. Our regulatory policy experts explain why the guidance is necessary and outline the simple checks that can help firms choose a distinct name.
Audit monitoring report 2026
- Article
- 21 Apr 2026
ICAEW has published its Audit Monitoring Report 2026, which details the results from nearly 400 quality assurance monitoring visits. Read the report to find out more.
Auditor resignations: your responsibilities
- Article
- 09 Apr 2026
The number of UK companies seeking new auditors has risen sharply in the last couple of years. This has shined a spotlight on the resigning auditors’ responsibilities to issue cessation statements under section 519 of the Companies Act 2006. ICAEW’s Quality Assurance Department would like to remind audit firms of their responsibilities in this area. This follows an increase in issues with cessation statements that are being filed at Companies House.
Check and monitor your firm’s audit eligibility
- Helpsheets and support
- 22 Jan 2026
Use our tool to check your firm’s ongoing eligibility, particularly following changes to firm control requirements.
UK Audit Regulations: are you sure you’re up to date with all recent changes?
- Article
- 14 Jan 2026
A range of amendments to the UK Audit Regulations have been introduced since 1 October 2024. We summarise all of the changes to help you check your firm is up to date with all of the current requirements.
Raising audit quality worldwide: Duncan Wiggetts on taking Crossing the Line on tour
- Article
- 09 Dec 2025
As the film's writer and Chief Officer Professional Standards, Duncan Wiggetts shares his reflections following his international tour showcasing our latest audit training film, Crossing the Line. His insights reveal why the film is fast becoming a key educational resource across the profession and how storytelling continues to support ICAEW's commitment to improvement regulation.
Top regulatory resources of 2025
- Listing
- 09 Dec 2025
Grouped by regulated area, review the most accessed resources from last year to help you remain compliant in 2026.
Audit monitoring insights – ISQM 1 implementation
- Article
- 14 Oct 2025
In our latest audit monitoring insights webinar, Neil Lawrinson and Nick Reynolds shared key observations from recent ISQM 1 focused visits. They highlighted examples of good practice, areas where firms have faced challenges, and what effective monitoring and evaluation of systems of quality management looks like in practice.
Join one of our committees
- Regulations
- 08 Oct 2025
We’re looking for new members to join our Legal Services and Audit Registration Committees. Expand your portfolio and apply by 17 October.
ICAEW response to the FRC Discussion Paper on the Future of Audit Supervision
- ICAEW consultation and response
- 06 Oct 2025
- PDF (393kb)
ICAEW welcomes the proposals within the FRC Discussion Paper on the Future of Audit Supervision. In particular, the intention that the revised approach will provide proportionality in audit supervision, as well as consistency across the audit market.
Displaying 1-21 of 21 results