Join this webinar from the ICAEW Financial Services Faculty for timely insights and practical guidance on the key issues shaping CASS 5 insurance intermediary audits.
Designed for both preparers and auditors, this session is ideal for anyone involved in planning or delivering CASS 5 audits—particularly those navigating change in a fast-evolving regulatory and business environment.
We’ll explore real-world challenges and emerging hot topics, including the impact of mergers and acquisitions on insurance brokers and what effective integration looks like in practice.
This session will cover:
- Governance expectations and responding to a changing regulatory environment
- M&A integration in insurance brokers – practical insights from both preparer and auditor perspectives
- Money Market Funds and how approaches to holding client money are evolving
- Latest CASS 5 helpsheet updates and key takeaways
First broadcast 14 October 2026
Resources
- Webinar recording
- Webinar slides
- Helpsheet: CASS 5 - NST systems and controls confirmation letter
- Helpsheet: TOBA governance
- Helpsheet: Process of breach remediation for insurance intermediaries (CASS)
- Helpsheet: CASS Governance for Insurance Intermediaries
Continuing professional development
This webinar has the potential to contribute up to 1.5 hours of verifiable CPD, provided you can demonstrate its relevance to your role. Please click the widget on this page to add it to your CPD record.
