The Financial Services Faculty will provide helpful insights and hot topics specifically focused on CASS 5 insurance intermediary firms.
This webinar is perfect for those preparing for their CASS 5 audits and for pro-active reflection on whether challenges being faced across the industry are being appropriately considered at insurance brokers.
Key benefits
- FCA introduction and areas of focus for 2023
- Top 10 findings arising from recent CASS 5 audits
- A deep dive into Insurer Terms of Business Agreements and Risk Transfer matters
- How we think about IT related risk and approach to standard market systems
- An introduction to CASS 8 Mandates and where this can arise in insurance brokers
Resources
First broadcast 4 October 2023
Continuing professional development
This webinar has the potential to contribute up to 1.5 hours of verifiable CPD, provided you can demonstrate its relevance to your role. Please click the widget on this page to add it to your CPD record.
