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Practice Assurance resources

Learn from the experts: best practice guidance and advice from Practice Assurance monitoring reviews

Practice Assurance monitoring reports

Piecing it all together: Practice Assurance Monitoring 2019 webinar

Our webcast covers aspects of our latest report including our main areas of focus for this year: conflicts of interest, whistleblowing/speaking up and payroll. Listen to the webinar and download the presentation slides

Practice Assurance compliance review checklist

Our Practice Assurance compliance review checklist provides a commentary on various issues raised by the standards and a checklist for a systematic, critical review of your firm's compliance with all aspects of Practice Assurance. Although there's no specific requirement to use a checklist, it will support your compliance review and offer guidance on issues that often cause concern.

Managing risk in larger firms 

Based on their experience reviewing over 2,000 firms each year, the Quality Assurance (QAD) team offer advice on best practice in terms of managing risk.