Keep updated
Be the first to know when regulatory newsletters are released by following us on LinkedIn and subscribing to our monthly newsletter, Regulatory & Conduct News.
Follow us on LinkedIn Subscribe to our newsletter 
Displaying 1-12 of 12 results
Live webinar: Legal Services Regulatory Update
- 29 Aug 2023
On 12 September, join this free, live webinar: Legal Services Regulatory Update, when you’ll hear from a range of speakers who will inform you about the latest common issues we are seeing on quality assurance monitoring reviews, a number of regulatory changes that have taken place and a summary of the 2023 Probate Diversity Survey results.
Webinar: Why inflation is a problem for IPs
- 17 Aug 2023
Are your insolvent estate assets appropriately safeguarded? In the recording, hear Alan Stockdale, of Marsh, discuss the consequences of asset and insurance-related issues facing IPs. One listener wrote, “The amount of under-insured properties was eye-opening.” Another said it was useful to understand that under-insurance results in a reduction in insurance payouts, proportionate to the sum insured and valued. Learn other practical tips to avoid the pitfalls. Given the startling statistics, are you satisfied that your portfolio is sufficiently protected?
Our role as an anti-money laundering (AML) supervisor
- 17 Aug 2023
- PDF (89kb)
Find out what our firms thought of the monitoring review process in Q2 2023.
Submission of P11D - what is changing
- 16 Aug 2023
- PDF (63kb)
HMRC’s latest Insolvency Bulletin announces changes to the way employers should report expenses and benefits provided to employees during the tax year ending 5 April 2023 in the February 2023 Employer Bulletin and again in the April 2023 Employer Bulletin. The change, which will apply for that tax year and future tax years, means HMRC will no longer accept paper P11D and P11D(b) forms, this includes lists. This change is for both original submissions and for amendments.
Professional Standards Update August 2023
- 14 Aug 2023
In this month’s update we highlight the 2023 Practice Assurance Report and a top finding that firms should be aware of. We focus on simplified and enhanced due diligence and ask you to ensure you make yourself heard when we ask for feedback following monitoring review visits. We also highlight upcoming events relevant to those in a regulatory role.
Make yourself heard: your feedback matters
- 10 Aug 2023
Each time a firm receives a monitoring review from ICAEW’s Quality Assurance Department, it also gets sent a feedback survey. We explain why your responses are so important, and how they really do make a difference.
What’s your succession plan?
- 10 Aug 2023
The Insolvency Guidance Paper (IGP) on Succession Planning is being updated. It’s a good place for insolvency practitioners (IPs) to start when putting contingency and succession plans in place to future-proof their professional interests.
Statutory Legacy Sum increased
- 10 Aug 2023
Due to recent high inflation, the Government has updated the Statutory Legacy (fixed net sum) to £322,000. This change took effect via a Statutory Instrument on 26 July 2023. Find out more including the reason for the change.
ICAEW's Oversight Bodies diagram updated
- 04 Aug 2023
Our role as an improvement regulator is to strengthen trust in ICAEW Chartered Accountants and firms. We do this by enabling, evaluating and enforcing the highest standards in the profession. The diagram shows how we work together with our oversight bodies, updated to reflect the new disciplinary framework that went into effect 1 June.
Disciplinary update: August 2023
- 04 Aug 2023
Take note of the latest disciplinary cases to ensure you or your firm are not making similar mistakes.
Quality Assurance monitoring feedback results
- 03 Aug 2023
Find out what our firms thought of the monitoring review process in Q2 2023.
Simplified and enhanced due diligence: one size doesn't fit all
- 01 Aug 2023
Anti-money laundering (AML) experts Angela Foyle from BDO and Jonathan Wright from EY talk about ‘simplified’ and ‘enhanced’ due diligence, and explain why there’s never a one size fits all approach to managing AML risk.
Displaying 1-12 of 12 results
Useful links
Please make use of the following resources to ensure you are up-to-date with the latest regulatory information and news: