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Regulation and Conduct News January 2026

This month’s update includes important changes now in effect, including new disciplinary sanctions guidance and the updated version of Professional Conduct in Relation to Taxation. You can also review the most accessed regulatory resources of 2025, catch up on the latest disciplinary cases, and access a new Insolvencybites. Read two new articles on inheritance tax, HMRC’s new insolvency practitioner handbook and review insights from the UKFIU’s SARs Annual Report 2025.

Key reminders and updates

Changes effective since 1 January 2026

Audit

Anti-Money Laundering (AML)

Probate

Insolvency