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ICAEW regulatory round-up: September 2023

Author: ICAEW Insights

Published: 27 Sep 2023

Professional Standards Department updates for insolvency practitioners and firms regulated or supervised by ICAEW for probate, audit – including local public audit – DPB (Investment Business) and anti-money laundering (AML) activity.

This month, we share our response to the recent announcement from the UK government on regulating insolvency firms. Also included are articles explaining what recent changes to the duty to report misconduct mean in practice, what impact changes in the IVA sector will have on IPs, an open letter from the Financial Reporting Council asking for input to their surveys from those working in audit, and what good looks like for AML firm-wide risk assessments. To round things up, our webinar on CPD for firms took place 27 September. The recording and slides will be available soon.

Identify regulatory communications more easily

This autumn, regulatory communications will start to feature the Professional Standards Department name on the right-hand side, helping you to spot them more easily. 

CPD updates

The webinar was on 27 September, providing a practical guide to the responsibilities ICAEW firms will have from 1 November. The recording will be available soon on our R&C News hub.

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