Regulation and Conduct News
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Displaying 1-10 of 10 results
Changes to Statement on Members Engaging in Public Practice – from 1 October 2026
- 21 Aug 2026
The ICAEW Statement on Members Engaging in Public Practice has been updated to incorporate changes to the regulatory threshold for small charities - which has increased to those with a gross income of up to £500,000. The revised statement will come into force from 1 October 2026. Find out what is changing.
Quality Assurance monitoring feedback results
- 13 Aug 2026
Find out what our firms thought of the monitoring review process in Q2 2026.
Regulation and Conduct News August 2026
- 11 Aug 2026
Meet one of our new IRB members, read the reflections of our Chief Officer and learn about the importance of client confidentiality. Plus respond to open consultations and calls for case studies and catch up on disciplinary findings, regulatory updates and CPD learning opportunities.
Leading a decade of change in regulation and conduct
- 10 Aug 2026
As Duncan Wiggetts, ICAEW’s Chief Officer for Professional Standards, marks 10 years at the helm of our regulation and conduct activities, we asked him to reflect on the key changes he’s overseen. He also shares some personal memories and looks ahead to the next decade.
Dispensations: what are they and when can they help?
- 10 Aug 2026
Regulated firms can seek a dispensation when they can no longer meet requirements under the regulations that apply to their area of work. ICAEW’s Elaine Griffiths, Director of Regulatory Practice, and Helena Murray, Head of Regulatory Practice, explain the process, when it should be used, and how to apply.
2026 CCAB AML Guidance for the Accountancy Sector
- 10 Aug 2026
The Money Laundering and Terrorist Financing (Amendment) Regulations 2026 came into force on 30 June 2026, making 15 targeted changes to the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017. The accountancy sector's anti-money laundering guidance has been updated to reflect the new regulations and to incorporate a small number of additional changes.
Supporting vulnerable consumers during probate and estate administration
- 10 Aug 2026
ICAEW guidance for accredited legal services firms on recognising and responding to consumer vulnerability during probate and estate administration. The guidance aims to support firms to identify and address avoidable barriers, provide proportionate support to vulnerable consumers and ensure firms meet their ethical and regulatory obligations when providing legal services.
Update to the Companies House timeline for mandatory ACSP registration
- 07 Aug 2026
The requirement to register as an authorised company service provider (ACSP) in order to submit statutory filings to Companies House will now be introduced no sooner than November 2027. Companies House will provide at least six months' notice before implementation. You can voluntarily register as an ACSP at any time.
Adopt LeO’s new Model Complaints Resolution Procedure
- 05 Aug 2026
The new procedure is a framework designed to help legal service providers resolve complaints in a way that is clear, fair and focused on achieving an outcome as early as possible. The procedure encourages a resolution-focused approach, recognising that many complaints can be settled through early engagement and constructive dialogue, while still providing a clear route for more detailed investigation where needed.
Joining the IRB: working together towards common goals
- 04 Aug 2026
In the first in a series of articles introducing three new members of the ICAEW Regulatory Board (IRB), we talk to Jane Fowler. She tells us about her background, her ongoing commitment to ethical conduct and good governance, and how she’s looking forward to working with likeminded people.
Displaying 1-10 of 10 results
Useful links
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