Regulation and Conduct News
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HMCTS drop-in session 19 March
- 19 Mar 2026
Register to attend HM Courts and Tribunals Service’s virtual probate quarterly information session on 19 March 2026 at 13:00. It includes a general update from the team, an opportunity to provide feedback and ask questions, including questions of the registrar team on complex cases.
Regulation and Conduct News March 2026
- 10 Mar 2026
In this issue explore our latest monitoring results through our 2025 infographics, read our case study on how a firm is using our newest training film and hear from ICAEW colleagues about how we’re supporting members and firms to maintain high professional standards. You can also apply for remunerated committee roles, register for our first audit webinar of the year and read insolvency insights. We share our response to the Legal Services Board’s consultation (Encouraging a diverse profession) and you can catch up on key AML resources, including our upcoming March webinar.
Changing of the guard: appointments as successor insolvency practitioners – key risks and responsibilities
- 09 Mar 2026
Taking on cases as a successor insolvency practitioner brings unique risks and responsibilities. In this article, Allison Broad, Head of Insolvency Monitoring at ICAEW, explores the challenges outlining steps for due diligence, resource planning and robust case management.
2025 monitoring results infographics
- 06 Mar 2026
Learn what our top findings were from monitoring reviews in 2025 by accessing our latest infographics for Probate and Oaths, DPB (Investment Business) and Insolvency.
Crossing the Line case study: prompting conversations on live issues
- 03 Mar 2026
In this case study, we talk to Graham Gardner, Audit Partner and Head of Audit Quality at Kreston Reeves, who explains how ICAEW’s latest training film, Crossing the Line, helped to engage everyone in the firm’s audit practice, from juniors to experienced RIs.
ICAEW response - LSB consultation: Encouraging a diverse legal profession
- 02 Mar 2026
- PDF (278kb)
ICAEW welcomes the Legal Services Board (LSB)’s aims to improve equality, diversity and inclusion across legal services and we support the proposed outcomes as a high‑level framework. However, we are concerned that the proposed core and enhanced expectations are overly prescriptive and risk limiting regulators’ ability to take proportionate, risk‑based approaches that reflect different regulatory remits. Our response calls for greater flexibility, clearer alignment with existing regulatory frameworks, and a stronger emphasis on guidance rather than mandatory requirements.
Displaying 1-6 of 6 results
Useful links
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