Introductions to financial advisers
Helpsheet explaining regulations surrounding making introductions to financial advisers and the scope of the Financial Services and Markets Act 2000.
Issued: May 2014
Last updated: February 2020
This helpsheet has been issued by ICAEW’s Technical Advisory Service to help ICAEW members to understand whether they can make an introduction to a financial advisor and how to deal with any commission or introductory fees earned.