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Introductions to financial advisers

Helpsheet explaining regulations surrounding making introductions to financial advisers and the scope of the Financial Services and Markets Act 2000.

Issued: May 2014
Last updated: February 2020

This helpsheet has been issued by ICAEW’s Technical Advisory Service to help ICAEW members to understand whether they can make an introduction to a financial advisor and how to deal with any commission or introductory fees earned.