Regulatory update March 2024
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The following is a list of some regulatory publications or announcements from March 2024 affecting UK financial services.
Financial services regulatory updates
Articles on regulation and guidance,from ICAEW's Financial Services Faculty.
Model Risk Management: Understanding the Bank of England’s Supervisory Statement
Model risk is one of the most important risks in a financial institution. It impacts front office, operations, finance, internal and external audit.
Regulatory update February 2024
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The following is a list of some regulatory publications or announcements from February 2024 affecting UK financial services.
Labour’s plans for financial services: evolution rather than revolution
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As the UK gears up for a general election, the parties have been readying their manifesto positions, including for financial services.
Insurance supervisory priorities and risks
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The PRA has published a letter setting out its 2024 supervisory priorities for insurers.
2024 prudential banking supervisory priorities
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The PRA has published letters setting out its 2024 supervisory priorities for UK deposit takers and international banks.
Regulatory update January 2024
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The following is a list of some regulatory publications or announcements from January 2024 affecting UK financial services.
CASS audits 2024
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An overview of all you need to know for auditors and firms planning for their CASS audits as well as for practitioners preparing their clients.
The Sustainability Disclosure Regime and Investment Labels Goes Live in 2024
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In a world grappling with environmental and social challenges, investors are increasingly drawn to funds that align with sustainability goals.
Regulatory update December 2023
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The following is a list of some regulatory publications or announcements from December 2023 affecting UK financial services.