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FSF Helpsheets

Download Financial Services Faculty helpsheets. Exclusively for Faculty members.

The Cloud and Financial Services

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Financial Services Faculty 19-11-2018

Use of Cloud services continues to grow rapidly.

Client Assets Sourcebook (CASS) and Outsourcing

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Financial Services Faculty 21-11-2018

Information for CASS auditors when determining procedures over outsourcing arrangements and how they apply to the CASS rules.

Senior Managers and Certification Regime

Financial Services Faculty 02-11-2018

The Senior Managers and Certification Regime is a new regulatory framework which aims to improve individual accountability.

Benchmark reform

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Financial Services Faculty 06-08-2018

Alternative reference rates and transition from LIBOR.

Mandates

Financial Services Faculty 29-08-2017

Information on the identification of a mandate and whether or not it falls within the scope of the CASS 8 Mandate Rules set out in the FCA Handbook.

Securities lending activities

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Financial Services Faculty 08-12-2016

This Financial Services Faculty helpsheet answers "What is securities lending activity?" and sets out the key risks and audit considerations of a securities lending arrangement.

Interest on client money

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Financial Services Faculty 19-10-2016

This Financial Services Faculty helpsheet explains the practical implications of CASS 7 and key actions for CASS Auditors.

Risk and regulation helpsheet - Skilled person review

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Financial Services Faculty 15-07-2015

Our inaugural help sheet covers skilled person reports. We will be producing regular guides on financial services topics as part of the Financial Services Faculty’s drive to innovate and enhance the service to its members.

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